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prasanna pillaluri

prasanna pillaluri

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Becoming a SEBI Registered Investment Advisor in India involves a structured SEBI registration process designed to ensure professional and ethical financial advisory services. To start your journey toward sebi registered advisory, you must meet SEBI’s eligibility norms. This includes holding a graduate degree (preferably in finance, commerce, or related fields) and having at least five years of relevant experience. You must also pass the NISM Series-X-A and Series-X-B Investment Advisor exams, which are mandatory certifications for anyone exploring how to become SEBI registered investment advisor.

Once eligible, gather essential documents such as educational certificates, experience proofs, exam results, PAN, Aadhaar, income tax returns, and a detailed business plan. Next, apply online through the SEBI Intermediary Portal by submitting the application form and paying the prescribed SEBI fees. Individual applicants and non-individual entities have different fee structures, so review SEBI’s guidelines carefully.

After submission, SEBI reviews your documents, may request clarifications, and conducts background checks. If approved, SEBI grants the registered investment advisor SEBI certificate, allowing you to legally offer fee-based investment advice in India. Maintaining compliance through annual filings, audits, and renewal is crucial for sustaining your SEBI registration.
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https://taxationconsultancy.in/investmentadvisor-p
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에서 작업 Taxation consultancy
에서 공부 Haryana
거주 India
에 위치한 Palwal, HR 121102, IN
prasanna pillaluri
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SEBI Registered Advisor & Taxation Consultancy Guide | #investment advisor #sebi registered advisor #sebi registered advisory

SEBI Registered Advisor & Taxation Consultancy Guide
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SEBI Registered Advisor & Taxation Consultancy Guide

Learn how a sebi registered advisor, investment advisor, or sebi registered advisory firm helps with taxation consultancy and better financial planning.
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